1089044--3/16/2006--LABRANCHE_&_CO_INC

related topics
{debt, indebtedness, cash}
{stock, price, share}
{acquisition, growth, future}
{system, service, information}
{financial, litigation, operation}
{regulation, government, change}
{product, market, service}
We are subject to extensive regulation under federal and state laws that could result in investigations, fines or other penalties. Failure to comply with undertakings set forth in the settlement with the NYSE and SEC could adversely affect us. We also are subject to the risks of securities laws liability and related civil litigation. We may have insufficient capital in the future and may be unable to secure additional financing when we need it. Risks associated with our trading transactions could result in trading losses. Failure to comply with net capital and net liquid asset requirements may result in the revocation of our registration with the SEC or our expulsion from the NYSE and/or the AMEX. We cannot assure you that we will continue to be able to effectively compete in the specialist and market-making industry. We have significant debt obligations. We may not be able to generate sufficient cash flows to meet our debt service obligations, including payments on the outstanding senior notes. We may not be able to finance a change of control offer required by the indenture governing the outstanding senior notes. Our future success will depend on the ability to upgrade information and communications systems, and any failure to do so could harm our business and profitability. We may have difficulty successfully managing our growth. Risks Associated with the Recently Consummated NYSE Merger

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