1111559--3/9/2007--TRADESTATION_GROUP

related topics

{financial, litigation, operation}

{stock, price, share}

{condition, economic, financial}

{property, intellectual, protect}

{regulation, government, change}

{personnel, key, retain}

{customer, product, revenue}

{system, service, information}

{regulation, change, law}

{stock, price, operating}

{competitive, industry, competition}

{loss, insurance, financial}

There Are Several Factors That May Cause Fluctuations In Our Quarterly Operating Results, Which Could Result In Significant Volatility In Our Stock Price Conditions In The Securities And Financial Markets May Affect Our Rates Of Customer Acquisition, Retention And Trading Activity, And Level of Interest Income ee The Nature Of Our Business Results In Potential Liability To Customers Our Industry Is Intensely Competitive, Which Makes It Difficult To Attract And Retain Customers Systems Failures May Result In Our Inability To Deliver Accurately, On Time, Or At All, Important And Time-Sensitive Services To Our Customers The Nature Of Our Business Results In Potential Liability To Customers The Loss Of Key Employees Could Decrease The Quality Of Our Management And Operations Most Recently, The Company s Co-Founders, Co-Chairmen and Co-CEOs Have Announced They Are Transitioning Out of Their Day-To-Day Roles And Will No Longer Serve As Executive Officers We Are Exposed to Credit Risk The Nature Of Our Business Results In Potential Liability To Customers Conditions In The Securities And Financial Markets May Affect Our Rates Of Customer Acquisition, Retention And Trading Activity, And Level of Interest Income Dependence Upon Outside Data Sources And Clearing Relationships Creates Risks Outside Of Our Control Which May Affect Our Ability To Provide, And Our Cost To Provide, Market Data And Clearing And Account Services We May Be Subject To Intellectual Property Litigation We May Not Be Able To Adequately Protect Or Preserve Our Rights In Intellectual Property Self-Clearing Equity Trades For Active Trader Accounts Has Risks We May Need Cash In The Foreseeable Future Operation In A Highly-Regulated Industry And Compliance Failures May Result In Severe Penalties And Other Harmful Governmental Or SRO Actions Against Us Our Brokerage Must Meet Net Capital And Other Financial Requirements As A Broker-Dealer That, If Not Satisfied, Could Result In Severe Penalties Or Other Negative Consequences, And Which At All Times Limit Our Right To Use All Of The Brokerage s Cash We May Need Cash In The Foreseeable Future There Are Risks Relating To Our Ability To Maintain Customer Privacy And Security And That Increased Government Regulation Of Internet Business May Occur Control Of TradeStation Group By The Cruzes Means That Important Decisions Affecting The Company Are Concentrated In The Judgment Of Two Related Individuals

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1111559--3/9/2007--TRADESTATION_GROUP_INC