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| related topics |
| {financial, litigation, operation} |
| {system, service, information} |
| {debt, indebtedness, cash} |
| {acquisition, growth, future} |
| {stock, price, operating} |
| {regulation, change, law} |
| {competitive, industry, competition} |
| {capital, credit, financial} |
| {provision, law, control} |
| {product, market, service} |
| {loss, insurance, financial} |
| {control, financial, internal} |
|
|
We are exposed to credit risk with clients and counterparties.
Our clearing operations expose us to liability for errors in clearing functions.
Systems failures, delays and capacity constraints could harm our business.
Our networks and client information could be vulnerable to security risks.
Substantial competition could reduce our market share and harm our financial performance.
We will need to introduce new products and services and enhance existing products and services to remain competitive.
We rely on third-party service providers to perform certain key functions.
Risk Factors Relating to the Regulatory Environment
Recent legislation will result in changes to rules and regulations applicable to our business, which may negatively impact our business and financial results.
Failure to comply with net capital requirements could adversely affect our business.
Regulatory uncertainties could harm our business.
We are subject to litigation and regulatory investigations and proceedings and may not always be successful in defending against such claims and proceedings.
Risk Factors Relating to Strategic Acquisitions and the Integration of Acquired Operations
Acquisitions involve risks that could adversely affect our business.
Risk Factors Relating to Owning Our Stock
The market price of our common stock has experienced, and may continue to experience, substantial volatility.
We are restricted by the terms of our revolving credit facility and senior notes.
Our corporate debt level may limit our ability to obtain additional financing.
Our business, financial position, and results of operations could be harmed by adverse rating actions by credit rating agencies.
TD and the Ricketts holders exercise significant influence over TD Ameritrade.
We have extensive relationships and business transactions with TD and some of its affiliates, which if terminated or modified could have a material adverse affect on our business, financial condition and results of operations.
Conflicts of interest may arise between TD Ameritrade and TD, which may be resolved in a manner that adversely affects our business, financial condition or results of operations.
The terms of the stockholders agreement, our charter documents and Delaware law could inhibit a takeover that stockholders may consider favorable.
Full 10-K form ▸
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| 1051848--4/18/2008--CSK_AUTO_CORP |
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| 1281949--3/16/2006--ADESA_INC |
| 1100270--4/28/2006--KRISPY_KREME_DOUGHNUTS_INC |
| 887596--2/22/2007--CHEESECAKE_FACTORY_INCORPORATED |
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| 1119664--3/16/2007--NORTEL_NETWORKS_LTD |
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