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| related topics |
| {financial, litigation, operation} |
| {system, service, information} |
| {acquisition, growth, future} |
| {debt, indebtedness, cash} |
| {stock, price, operating} |
| {control, financial, internal} |
| {regulation, government, change} |
| {competitive, industry, competition} |
| {product, market, service} |
| {loss, insurance, financial} |
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We have exposure to liquidity risk.
We are exposed to credit risk with clients and counterparties.
Our clearing operations expose us to liability for errors in clearing functions.
Changes in payments for routing our clients orders could adversely affect our business.
Systems failures, delays and capacity constraints could harm our business.
Our networks and client information could be vulnerable to security risks.
The success of our business will depend on continued development and maintenance of the Internet infrastructure.
Substantial competition could reduce our market share and harm our financial performance.
We will need to introduce new products and services to remain competitive.
Risk Factors Relating to the Regulatory Environment
Failure to comply with net capital requirements could adversely affect our business.
Regulatory and legal uncertainties could harm our business.
Failure to maintain adequate internal controls could adversely affect our business.
Risk Factors Relating to Strategic Acquisitions and the Integration of Acquired Operations
Acquisitions involve risks that could adversely affect our business.
Although we expect benefits to result from the acquisition of TD Waterhouse, we may not fully realize those benefits because of remaining integration challenges.
Risk Factors Relating to Owning Our Stock
The market price of our common stock could fluctuate significantly.
We are restricted by the terms of our senior credit facilities.
Our corporate debt level may limit our ability to obtain additional financing.
TD and the Ricketts holders exercise significant influence over TD AMERITRADE.
Conflicts of interest may arise between TD AMERITRADE and TD, which may be resolved in a manner that adversely affects TD AMERITRADE s business, financial condition or results of operations.
Full 10-K form ▸
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