1364742--3/13/2007--BlackRock_Inc.

related topics

{regulation, change, law}

{financial, litigation, operation}

Legal and Regulatory Risks Failure to comply with the Investment Advisers Act and the Investment Company Act and related regulations could result in substantial harm to BlackRock s reputation and results of operations. Failure to comply with ERISA regulations could result in penalties and cause the Company s earnings or stock price to decline. BlackRock is subject to banking regulations that may limit its business activities. Legal proceedings could adversely affect operating results and financial condition for a particular period.

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