|
| related topics |
| {system, service, information} |
| {stock, price, share} |
| {stock, price, operating} |
| {loan, real, estate} |
| {competitive, industry, competition} |
| {product, market, service} |
| {personnel, key, retain} |
| {condition, economic, financial} |
| {regulation, change, law} |
| {regulation, government, change} |
| {customer, product, revenue} |
| {tax, income, asset} |
|
|
Securities market volatility and other securities industry risk could adversely affect our business
Lower price levels in the securities markets may reduce our profitability adversely affecting the price of our common stock.
There is intense competition in the discount brokerage industry.
We are subject to extensive government regulation.
We are subject to net capital requirements.
Our customers may fail to pay us.
We face risks relating to our investment banking activities.
An increase in volume on our systems or other events could cause them to malfunction.
We rely on information processing and communications systems to process and record our transactions.
We may not be able to keep up pace with continuing changes in technology.
We depend on our ability to attract and retain key personnel.
Our principal shareholder may control many key decisions.
There may be no public market for our common stock.
Full 10-K form ▸
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