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related topics |
{condition, economic, financial} |
{personnel, key, retain} |
{financial, litigation, operation} |
{stock, price, share} |
{loss, insurance, financial} |
{system, service, information} |
{product, market, service} |
{competitive, industry, competition} |
{acquisition, growth, future} |
{provision, law, control} |
{capital, credit, financial} |
{regulation, change, law} |
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Our results of operations may be adversely affected by conditions in the global financial markets and economic downturn.
Recent legislative and regulatory actions, and any such future actions, to address the current liquidity and credit crisis in the financial industry may significantly affect our financial condition, results of operation, liquidity or stock price.
Lack of sufficient liquidity or access to capital could impair our business and financial condition.
Current trends in the global financial markets could cause significant fluctuations in our stock price.
We face intense competition in our industry.
Regulatory and legal developments could adversely affect our business and financial condition.
Failure to comply with regulatory capital requirements would significantly harm our business.
We have experienced significant pricing pressure in areas of our business, which may impair our revenues and profitability.
Our underwriting and market-making activities place our capital at risk.
Our ability to attract, develop and retain highly skilled and productive employees is critical to the success of our business.
We may recruit financial advisors, make strategic acquisitions of businesses, or divest or exit existing businesses, which could cause us to incur unforeseen expenses and have disruptive effects on our business and may strain our resources.
The rapid growth of Stifel Bank may expose us to increased operational risk, credit risk and sensitivity to market interest rates along with increased regulation, examinations and supervision by regulators.
Our risk management policies and procedures may leave us exposed to unidentified or unanticipated risk.
We continually encounter technological change, and we may have fewer resources than many of our competitors to continue to invest in technological improvements, which are important to attract and retain financial advisors.
Our operations and infrastructure and those of the service providers upon which we rely may malfunction or fail.
We may suffer losses if our reputation is harmed.
Our current stockholders may experience dilution in their holdings if we issue additional shares of common stock as a result of future offerings or acquisitions where we use our common stock.
We are subject to an increased risk of legal proceedings, which may result in significant losses to us that we cannot recover. Claimants in these proceedings may be customers, employees, or regulatory agencies, among others, seeking damages for mistakes, errors, negligence or acts of fraud by our employees.
Misconduct by our employees or by the employees of our business partners could harm us and is difficult to detect and prevent.
Provisions in our certificate of incorporation and bylaws and of Delaware law may prevent or delay an acquisition of our company, which could decrease the market value of our common stock.
Full 10-K form ▸
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