885708--3/1/2007--NUVEEN_INVESTMENTS_INC

related topics

{loan, real, estate}

{tax, income, asset}

{personnel, key, retain}

{regulation, change, law}

{operation, international, foreign}

Significant and sustained declines in securities markets or poor investment performance may adversely affect our assets under management and our future offerings. Fluctuations in interest rates could adversely affect our assets under management. A significant and sustained decline in equity markets would reduce our assets under management and our fee revenues. Our business is dependent upon our retaining our key personnel. Our business is subject to extensive regulation, and compliance failures and changes in regulation could adversely affect us.

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